Regulations
Regulations
Dupoin Markets (Cambodia) Co., Ltd. is licensed and regulated by the Securities and Exchange Regulator of Cambodia (SERC).
SERC
Securities and Exchange Regulator of Cambodia
Dupoin Markets (Cambodia) Co., Ltd. is incorporated in the Kingdom of Cambodia (Business Registration No. 00024862) and holds Derivatives Broker Licence No. 006, issued by the Securities and Exchange Regulator of Cambodia (SERC) for Derivative Brokerage.
Segregation of Client Funds
Dupoin Cambodia is committed to maintaining responsible operational, risk management, and client fund handling procedures.
Where applicable, client funds are held in accounts separated from the company’s own operational funds, in accordance with the relevant policies, procedures, and applicable regulatory requirements.
Dupoin Cambodia continually identifies, assesses, and monitors risks associated with its business operations. This includes maintaining internal policies, procedures, and controls designed to support operational resilience, financial stability, and responsible business conduct.
True STP Practice
Dupoin Cambodia brings together the counterparties on mutually acceptable terms for the same financial products in money or foreign exchange market to facilitate the conclusion of a transaction, and receive payment for its service in the form of brokerage or commission fees.
Anti-Money Laundering
As a regulated entity, Dupoin Cambodia is dedicated to adhering to pertinent regulations and implementing necessary measures to combat money laundering, terrorist financing activities, and financial crime. Dupoin Cambodia has in place policies and procedures to ensure compliance with anti-money laundering regulations, thereby preventing any occurrences of money laundering activities.
FAQs
How Can I Verify Dupoin Cambodia’s Regulatory Status?
Check with SERC through its official website or contact channels, using our company name, Dupoin Markets (Cambodia) Co., Ltd., and Derivatives Broker Licence No. 006.
What Policies and Legal Documents Does Dupoin Cambodia Provide?
Dupoin Cambodia provides a Client Agreement, Anti-Money Laundering (AML) Policy, Risk Disclosure, Privacy Policy and other relevant documents to explain our services, client responsibilities and compliance measures. You can find these in our Legal & Regulatory Centre.
What Does Segregation of Client Funds Mean?
It means keeping client funds separate from the company’s operating funds. This separation does not protect against trading losses.
Why Is Identity Verification Required?
Identity verification helps confirm who you are, prevent identity misuse and support compliance with anti-money laundering requirements.
What Is the Difference Between Company Registration and a Regulatory Licence?
Company registration establishes a company as a legal entity. A regulatory licence authorises it to conduct specified regulated activities, subject to applicable rules and licence conditions.