Legal & Regulatory Centre

Regulatory Overview

Dupoin Cambodia operates in accordance with the applicable laws, regulations, licensing conditions, and regulatory requirements in Cambodia. The products and services available to clients are subject to applicable regulatory permissions, approved products, account conditions, and client eligibility.

Licensed Entity

Dupoin Markets (Cambodia) Co., Ltd.

Incorporated in the Kingdom of Cambodia (Business Registration No. 00024862) and holds a Derivatives Broker Licence No. ០០៦ ន.ម.ក./អ.ប./ឈ.ឧ. issued by the Securities and Exchange Regulator of Cambodia (SERC).

Compliance Framework

Dupoin Cambodia maintains policies, procedures, and internal controls designed to support regulatory compliance, responsible business conduct, financial crime prevention, client due diligence, transaction monitoring, record keeping, and operational risk management.

AML Policy

Dupoin Cambodia is committed to preventing its products and services from being used for money laundering, terrorist financing, or other forms of financial crime. Our AML framework includes client risk assessment, identity verification, sanctions screening, transaction monitoring, and suspicious activity reporting in accordance with applicable requirements.

KYC Policy

As part of our regulatory obligations and responsible onboarding process, Dupoin Cambodia applies KYC procedures to collect and verify client information. During account opening and throughout the client relationship, we may request information and supporting documentation to verify identity, assess eligibility, and meet applicable regulatory and compliance requirements.

Client Obligations

Clients are responsible for ensuring that all information and documentation provided to Dupoin Cambodia is accurate, complete, truthful, and up to date. Clients must promptly notify us of any changes to information that may affect their account or regulatory status.